SEC Filings Explained: 10K, 10Q, 8K & More!
The SEC has multiple Filings, from 10K, 10Q, 8k, Form 3, 4, 5, &, lastly Form 144 & more! In this video
We will go over/explain all these SEC Filings starting with 10k, 10Q, & 8K! Knowing what these are is all part of being a good investor & doing proper due diligence! After the 10K, 10Q, & 8K we will go over Forms 3, 4, & 5 ending off with Form 144! These are also very important, maybe not as important as the 10K & 10Q but still very important! Hopefully, this video helps explain what these things mean & takes what seems complicated, and makes it a little more simple! The SEC or U.S. Securities and Exchange Commission is actually there to help the investor! They make sure that companies don't take advantage of investors & that company insiders play fair. The SEC once even fined Elon Musk/Tesla 40 million dollars which came after Elon Musk Tweeted some things that the SEC ( U.S. Securities and Exchange Commission ) didn't like so much. If the world's richest/2nd richest man even has to follow the SEC & its rules it just goes to show how powerful they really are.
If you like this type of content and want to see more like this don't forget to like & subscribe for more! We cover all things stocks/stock news!
#SEC #SECFilingsExplained #10K #10Q #8K #Form3 #Form4 #Form5 #Form144
#ElonMuskSEC #Whatisa10k #Whatisa10Q #Whatisa8K #EDGAR #SECEDGAR #U.S.SecuritiesandExchangeCommission #investing #stocks #warrenbuffet
TIMESTAMPS:
00:00 Intro
00:44 SEC Explained
01:18 Elon Musk’s Battle with The SEC
01:30 Why The SEC Was Created
01:56 10K Form Explained
02:55 10Q Form Explained
03:30 8K Form Explained
04:07 Proxy Statements Explained
04:33 Why Proxy Statements are Needed
04:46 Corporate Insiders Required to File Forms 3, 4 and 5
05:07 Form 3: Initial Statement of Beneficial Ownership of Securities Explained
05:26 Form 4: Statement of Changes in Beneficial Ownership Explained
05:54 Form 5: Annual Statement of Changes in Beneficial Ownership of Securities Explained
06:26 Form 144: Notice of Proposed Sale of Securities Explained
06:48 TLDR: Recap of All Forms
07:42 Conclusion
We are not financial advisors so please always do your own due diligence
Follow us on Social Media 📱
Instagram - WEALTHGAMBIT
Facebook - WEALTHGAMBIT
Twitter - WEALTHGAMBIT
Reddit - WEALTHGAMBIT
FTC Legal Disclaimer - Some links found in our description box may contain affiliate links, meaning we may make a commission on sales you make through the link.