SEC filings & the forms you need to know
Securities and Exchange Commission or SEC
Lets try & take some of the mystery out of some of these many filings and forms, with descriptions & examples.
00:00-01:36 Introduction to the SEC filings & forms.
01:37 -04:59 S-1 form
05:00 -08:43 10-K form
08:44 -10:17 10-Q form
10:18 -11:54 8-K form
11:52-13:13 Proxy statement
13:14 -15:49 3,4,5 forms
15:50 -17:12 13-D form
17:13 -19:07 144 form
19:08-20:18 Foreign Investment Disclosures & American Depositary Receipts, or ADR's
20:19 -20:45 F-6 & F-4 form
20:46 -21:18 How Do you Look Up S E C Filings?